8-K: Current report
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On November 10, 2026, Datavault AI Inc., a Delaware corporation (the “Company”), received a letter (the “Letter”) from the Listing Qualifications department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company’s common stock, par value $0.0001 per share (“Common Stock”), was subject to delisting from Nasdaq due to the Company’s non-compliance with the $1.00 bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”), unless the Company timely requests a hearing before the Nasdaq Hearings Panel (the “Panel”), which the Company intends to do.
The Company was also notified that, due to a closing bid price of less than $0.10 per share for ten consecutive business days, Nasdaq will suspend trading in the Company’s securities on Nasdaq effective with the open of the market on November 17, 2026 in accordance with Nasdaq Listing Rule 5810(c)(3)(A)(iii). While trading is suspended on Nasdaq, the Company’s Common Stock should be eligible to trade on the OTC Markets system under its existing symbol “DVLT,” also effective with the open of business on November 17, 2026.
Notwithstanding the Nasdaq trading suspension, the Company plans to timely request a hearing before the Panel in an effort to maintain its Nasdaq listing and reinitiate trading of its Common Stock on Nasdaq. At the hearing, the Company will present its plan to evidence compliance with the Bid Price Rule and request an extension of time to do so as well as the reinitiation of trading and continued listing of the Company’s securities on Nasdaq as a result thereof. There can be no assurances that the Panel will grant the Company’s request for continued listing on Nasdaq or if it does so that the Company will be able to regain compliance with the extension period that may be granted by the Panel.
Item 8.01. Other Events.
On November 13, 2026, the Company issued a press release (the “Press Release”) announcing receipt of the Letter and the Nasdaq trading suspension, as required under Nasdaq Listing Rule 5810(c)(3)(A)(iii).
Cautionary Statement Regarding Forward-Looking Statements
This Form 8-K and Exhibit 99.1 attached hereto contain forward-looking statements. Such forward-looking statements include, but are not limited to, statements that express the Company’s intentions, beliefs, expectations, strategies, predictions or any other statements related to the Company’s future activities, or future events or conditions, including those related to Nasdaq’s determination to delist the Common Stock or the quotation of the Common Stock on the OTC, which can be identified by terminology such as “may,” “will,” “expects,” “anticipates,” “aims,” “potential,” “future,” “intends,” “plans,” “believes,” “estimates,” “continue,” “likely to” and other similar expressions intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words. These statements are not historical facts and are based on current expectations, estimates and projections about the Company’s business based, in part, on assumptions made by its management. These statements are not guarantees of future performance and involve risks, uncertainties and assumptions that are difficult to predict, many of which are beyond the Company’s control, including risks related to Nasdaq’s determination to delist the Common Stock and the quotation of the Common Stock on the OTC, and other risks that may be included in the periodic reports and other filings that the Company files from time to time with the SEC. Therefore, actual outcomes and results may differ materially from what is expressed or forecasted in the forward-looking statements. Any forward-looking statements speak only as of the date on which they are made, and the Company undertakes no obligation to update any forward-looking statement to reflect events or circumstances after the date of this Form 8-K, except as required by applicable law.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |
| 99.1 | Press Release, dated November 13, 2026. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: November 13, 2026 | DATAVAULT AI INC. | ||
| By: | /s/ Brett Moyer | ||
| Name: | Brett Moyer | ||
| Title: | Chief Executive Officer and President | ||